Supports management in the day-to-day efforts related to compliance with laws, rules, regulations and related policies pertaining to the company's personal securities trade monitoring. The incumbent performs research, analyzes relevant compliance-related information and makes determinations as to whether employee transactions are compliant with our policies. Responsibilities may include verifying of practices against policies, preparing management reports and counseling business personnel on compliance with policies.
BA/BS preferred. 1+ years of relevant experience. This position requires knowledge of the Financial Services Industry and general knowledge of compliance concepts. Must demonstrate oral and written communication skills and the ability to understand compliance policies and procedures.
Primary Location: United States-USA-PA-Pittsburgh
Internal Jobcode: 23680
State or Province